☐ |
Rule 13d-1(b)
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☐ |
Rule 13d-1(c)
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☒ |
Rule 13d-1(d)
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* |
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
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SCHEDULE 13G
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CUSIP No. 04041L106
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1
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NAMES OF REPORTING PERSONS
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HBC Water Resources LP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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||||
(a)☐
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|||||
(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Texas
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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0
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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0
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.0%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
PN
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SCHEDULE 13G
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CUSIP No. 04041L106
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1
|
NAMES OF REPORTING PERSONS
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||
HBC Water Resources II LP
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
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|
|||
3
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SEC USE ONLY
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||
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|||
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||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Texas
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|||
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
|
SOLE VOTING POWER
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0
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|||
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||||
6
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SHARED VOTING POWER
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0
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|||
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||||
7
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SOLE DISPOSITIVE POWER
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0
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||||
8
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SHARED DISPOSITIVE POWER
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0
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|||
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||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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0
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|||
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|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
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||
☐
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|||
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||||
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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||
0.0%
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|||
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|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
PN
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|||
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SCHEDULE 13G
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CUSIP No. 04041L106
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1
|
NAMES OF REPORTING PERSONS
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||
Joseph Colonnetta
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|||
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|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
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||
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|||
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|
||||
4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States of America
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
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12,693 (1)
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|||
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||||
6
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SHARED VOTING POWER
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123,313 (2)
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||||
7
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SOLE DISPOSITIVE POWER
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12,693 (1)
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||||
8
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SHARED DISPOSITIVE POWER
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123,313 (2)
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||||
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
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136,006 (1)(2)
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|||
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|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
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|||
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|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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||
0.5% (3)
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|||
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|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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||
IN
|
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|||
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(1) |
Consists of 12,693 shares of Class A common stock, par value $0.01 per share (“Class A Common Stock”), of Aris Water Solutions, Inc. (the “Issuer”) owned of record by Joseph Colonnetta.
|
(2) |
Consists of 123,313 shares of Class A Common Stock owned of record by Colonnetta Family Partners I, LP (“Colonnetta Partners”). Colonnetta Management Company LLC (“Colonnetta Management”) is the general partner of Colonnetta Partners. Mr.
Colonnetta and his spouse are the managers of Colonnetta Management. As such, Mr. Colonnetta has the power to vote and dispose of the securities held by Colonnetta Partners and may be deemed to be the beneficial owner of such securities held
of record by the Colonnetta Partners. Mr. Colonnetta disclaims beneficial ownership of all securities reported herein in excess of his pecuniary interests therein.
|
(3) |
The percentage of class represented by the amount in row 9 is presented as a percentage of the 26,514,063 shares of Class A Common Stock outstanding as of November 8, 2022 as disclosed in the Issuer’s Quarterly Report on Form 10-Q filed
with the Securities and Exchange Commission on November 10, 2022.
|
SCHEDULE 13G
|
CUSIP No. 04041L106
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
J. Hale Hoak
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☐
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0 |
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
619,555 (1)
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 |
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
619,555 (1)
|
|
|
|||
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|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
619,555 (1) |
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
2.3% (2)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN
|
|
|
|||
|
|
(1) |
Consists of 619,555 shares of Class A Common Stock owned by Hoak Private Equities I, LP (“Hoak Private Equities”). Hoak Fund Management, LP (“Hoak Management”) is
the general partner of Hoak Private Equities. Hoak Management is controlled by Mr. Hoak and and Hoak & Co. As such, Mr. Hoak has the power to vote and dispose of the securities held by Hoak Private Equities and may be deemed to be the
beneficial owner of such securities held by Hoak Private Equities. Mr. Hoak disclaims beneficial ownership of all securities reported herein in excess of his pecuniary interests therein.
|
(2) |
The percentage of class represented by the amount in row 9 is presented as a percentage of the 26,514,063 shares of Class A Common Stock outstanding as of November 8, 2022 as disclosed in the Issuer’s Quarterly Report on Form 10-Q filed
with the Securities and Exchange Commission on November 10, 2022.
|
SCHEDULE 13G
|
CUSIP No. 04041L106
|
Item 1(a). |
Name of Issuer
|
Item 1(b). |
Address of Issuer’s Principal Executive Offices
|
Item 2(a). |
Name of Person Filing
|
(i) |
HBC Water Resources LP, a Texas limited partnership (“HBC Water”);
|
(ii) |
HBC Water Resources II LP, a Texas limited partnership (“HBC Water II”);
|
(iii) |
Joseph Colonnetta (“Mr. Colonnetta”); and
|
(iv) |
J. Hale Hoak (“Mr. Hoak”).
|
Item 2(b). |
Address of Principal Business Office or, if None, Residence
|
Item 2(c). |
Citizenship
|
Item 2(d). |
Title of Class of Securities
|
Item 2(e). |
CUSIP Number
|
SCHEDULE 13G
|
CUSIP No. 04041L106
|
Item 3. |
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
|
Item 4. |
Ownership
|
(a) |
– (c)
|
Item 5. |
Ownership of Five Percent or Less of a Class.
|
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
|
Item 8. |
Identification and Classification of Members of the Group.
|
Item 9. |
Notice of Dissolution of Group.
|
Item 10. |
Certifications.
|
SCHEDULE 13G
|
CUSIP No. 04041L106
|
Dated: February 14, 2023
|
|||
HBC Water Resources LP
|
|||
By: HBC Water Resources GP LP, its general partner
|
|||
By:
|
/s/ Joseph Colonnetta
|
||
Name:
|
Joseph Colonnetta
|
||
Title:
|
Manager
|
HBC Water Resources II LP
|
|||
By: HBC Water Resources II GP LP, its general partner
|
|||
By:
|
/s/ Joseph Colonnetta
|
||
Name:
|
Joseph Colonnetta
|
||
Title:
|
Manager
|
/s/ Joseph Colonnetta
|
||
Joseph Colonnetta
|
/s/ J. Hale Hoak
|
||
J. Hale Hoak
|
SCHEDULE 13G
|
CUSIP No. 04041L106
|
Exhibit
|
Name
|
|
99.1
|
Joint Filing Agreement among the Reporting Persons, dated as of February 14, 2022 (incorporated by reference to Exhibit 99.1 to the Schedule 13G filed by the Reporting Persons on February 14, 2022).
|